SENIOR MANAGER, AUDIT

Reporting to the Audit Directors and Partners, responsible for managing a portfolio of audit clients.

Primary responsibilities will include but are not limited to

• Reviewing detailed audit work of various insurance and investment structures and related vehicles;
• Reviewing financial statements in accordance with US GAAP, UK GAAP and International Accounting Standards;
• Managing multiple projects;
• Researching accounting and regulatory issues;
• Managing a large and complex client portfolio,
• Playing an active role in the management and supervision of the personnel within the audit practice;
• Developing client proposals, presentations & other client related documents.

Act as the Audit Quality Performance Liaison Partner Delegate on all matters relating to the Quality Performance Audit and reporting process; Primary Responsibilities

• Manage and oversee CEAC/GRIP processes to ensure accuracy and compliance
• Coordinate and monitor CRGs for timely completion and adherence to standards
• Administer and maintain the Engage platform for risk-related workflows
• Review and approve CLMS – Engagement Letter & Representation Letter submissions
• Maintain and update portals to ensure current and accurate information
• Conduct and evaluate Compliance Testing (RCP) to identify and mitigate risks
• Track and process WIFJ/OTP incoming and outgoing requests efficiently
• Monitor and assess EQCR KIG compliance and handle waiver requests
• Implement and enforce ISQM1 compliance controls across Risk Management functions
• Identify and respond to Cayman Risk Alerts, ensuring timely action
• Review, approve, and escalate queries via the Web HelpDesk system for Risk Management
• Monitor and validate client terminations for compliance with Firm policies
• Develop and maintain policies and templates for risk management processes
• Prepare and deliver QRCs as required for internal and external stakeholders
• Assist in coordinating and executing PCAOB and Auditor Oversight Inspection readiness programs
• Lead and supervise quarterly compliance monitoring and engagement sample testing initiatives
• Ensure governance and integrity of Practice Management Systems data
• Collaborate and integrate operational compliance processes with Infrastructure support functions
• Recommend and implement enhancements to risk management policies and procedures
• Establish and maintain a formalized monitoring program for risk processes
• Oversee and ensure accuracy of Transparency Report preparation in line with regulatory and Firm requirements

Secondary Responsibilities

• Support and maintain CRM/Engage systems for risk-related activities
• Administer and track GRIP processes for compliance and reporting
• Review and validate Engagement Letters prior to signing
• Analyze and assess FS Restatement reviews for accuracy and compliance
• Manage and troubleshoot iManage access, queries, and controls
• Administer and configure DocuSign for secure document execution
• Review and maintain Compliance Manager acknowledgements for completeness
• Update and monitor Risk Register for Risk Management activities
• Assist in reviewing and negotiating contracts, STCs, vendor agreements, and sponsorships in collaboration with Risk Management.

The requirements: Applicant must hold a recognized professional accounting designation (e.g. CPA, CA, ACCA, etc.) with at least five to six years of relevant external audit experience, preferably with a Big 4 accounting firm. This position requires audit experience in the financial services industry in addition to extensive knowledge of US GAAP and IFRS, and a highly motivated individual with strong management and communication skills, attention for detail, and the ability to meet tight deadlines. The candidate will need to be able to work a flexible schedule as overtime is required. Benefits: Vacation Time (in accordance with Cayman Islands Labour Act), eligibility for annual performance-driven bonus, comprehensive health insurance plan, pension plan (in accordance with Cayman Islands Labour Act), and free corporate gym membership